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Janice Madeline Klein is a financial advisor professional located in Ft Lauderdale, FL. They specialize in financial advisory. With over 40 years of experience, they bring deep expertise to every client.
Janice Madeline Klein - Ameriprise Financial Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Janice Madeline Klein operates Ameriprise Financial Services, LLC in Ft Lauderdale, Florida. With 40 years in the financial advisory industry, Klein brings extensive experience to client relationships. The business is registered with a FINRA CRD license number 1362155, which governs securities and investment advisory activities. Klein works within the framework of federal financial services regulations and industry standards developed over four decades of practice.
A FINRA CRD (Central Registration Depository) license indicates that Klein is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and investment advisors in the United States. This registration means Klein has met background checks, passed required examinations, and operates under FINRA's compliance and conduct rules. The license number 1362155 is Klein's unique identifier in the FINRA system, allowing clients and regulators to verify registration status and review any disciplinary history. This oversight structure protects investors and ensures adherence to securities laws and ethical standards.