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John Charles Maffe is a financial advisor professional located in Glastonbury, CT. They specialize in financial advisory. With over 31 years of experience, they bring deep expertise to every client.
John Charles Maffe - Equity Services, Inc. holds an active professional license (FINRA CRD) for your protection.
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John Charles Maffe operates Equity Services, Inc. from Glastonbury, Connecticut, bringing 31 years of experience in financial advisory services. The firm is registered with FINRA (Financial Industry Regulatory Authority) under CRD number 2531832, which means it operates under federal securities oversight and regulatory requirements. With more than three decades in the field, Maffe has built a long-standing practice serving clients' financial needs.
John Charles Maffe holds a FINRA CRD registration, which identifies him as a securities professional operating under the Financial Industry Regulatory Authority's oversight. This registration means the advisor and firm are subject to federal securities regulations, compliance audits, and disciplinary procedures designed to protect investors. FINRA maintains a public database of registered representatives and firms, allowing clients to verify credentials and review disciplinary history. This regulatory framework establishes standards for conduct, training, and ethical obligations in securities and investment advisory work.