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Kevin Christopher Lucey is a financial advisor professional located in Glastonbury, CT. They specialize in financial advisory.
Kevin Christopher Lucey - Lucey Investment Management, Llc holds an active professional license (FINRA CRD) for your protection.
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Kevin Christopher Lucey operates Lucey Investment Management, LLC in Glastonbury, Connecticut. As a financial advisor, he holds a FINRA CRD license (number 5048981), which governs his ability to provide investment advice and manage client portfolios. The firm serves clients seeking professional guidance on investment strategy and financial planning matters. Prospective clients can verify his licensing status and disciplinary history through FINRA's public database.
A FINRA CRD (Central Registration Depository) license indicates that Kevin Christopher Lucey is registered with the Financial Industry Regulatory Authority and authorized to conduct investment advisory and securities business. This registration requires background checks, compliance training, and ongoing adherence to FINRA rules and SEC regulations. The license number 5048981 can be verified through FINRA's BrokerCheck tool, which provides disciplinary history and registration details. Clients can use this resource to confirm his licensing status and review any regulatory actions.