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Lisa Dorothy Berg is a financial advisor professional located in Glenwood, MN. They specialize in financial advisory. With over 24 years of experience, they bring deep expertise to every client.
Lisa Dorothy Berg - Thrivent Investment Management Inc. holds an active professional license (FINRA CRD) for your protection.
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Lisa Dorothy Berg is a financial advisor based in Glenwood, Minnesota, operating through Thrivent Investment Management Inc. With 24 years in the financial services industry, she brings extensive experience to client portfolios and financial planning. Her FINRA CRD registration (License #4441495) reflects her participation in the regulatory framework governing investment professionals. Berg works with clients seeking guidance on their financial strategies and investment decisions.
Lisa Dorothy Berg holds a FINRA CRD registration, which means she is registered with the Financial Industry Regulatory Authority. This registration indicates she operates under FINRA's oversight and must comply with industry standards for conduct, disclosure, and client protection. A FINRA-registered advisor has met baseline qualification requirements and is subject to ongoing regulatory scrutiny. This registration signals that her activities in securities and investments are monitored by a self-regulatory organization designed to protect investors and maintain market integrity.