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Niels August Jepsen is a financial advisor professional located in Glenwood Springs, CO. They specialize in financial advisory.
Niels August Jepsen - Systematic Wealth Management, Inc. holds an active professional license (FINRA CRD) for your protection.
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Niels August Jepsen operates Systematic Wealth Management, Inc. in Glenwood Springs, Colorado, offering financial advisory services. The firm is registered with FINRA under CRD license number 6576254, which means it operates under the regulatory oversight of the Financial Industry Regulatory Authority. This registration ensures the business meets compliance standards and reporting requirements for securities-related advisory work. Clients working with this firm can verify its registration status through FINRA's public database.
The FINRA CRD (Central Registration Depository) license indicates that Niels August Jepsen's firm is registered as a broker-dealer or investment advisor with the Financial Industry Regulatory Authority. FINRA registration requires firms to meet specific compliance, disclosure, and operational standards. This registration allows the firm to conduct securities transactions and provide investment advisory services while remaining subject to FINRA's ongoing supervision, examination, and enforcement authority. You can look up the firm's registration details and any disciplinary history through FINRA's BrokerCheck tool using the CRD number.