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Thomas Stanchfield Lee is a financial advisor professional located in Golden Valley, MN. They specialize in financial advisory. With over 42 years of experience, they bring deep expertise to every client.
Thomas Stanchfield Lee - Stifel, Nicolaus & Company, Incorporated holds an active professional license (FINRA CRD) for your protection.
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Thomas Stanchfield Lee is a financial advisor with Stifel, Nicolaus & Company, Incorporated, operating in Golden Valley, Minnesota. With 42 years in the financial services industry, Lee brings substantial experience to client relationships. He holds a FINRA CRD license number 1211066, which enables him to operate within the regulatory framework of the financial services sector.
A FINRA CRD (Financial Industry Regulatory Authority Central Registration Depository) license number indicates that this financial professional is registered with FINRA, the primary regulator for securities firms and brokers in the United States. This registration means the advisor operates under FINRA's rules and oversight, which govern conduct, qualifications, and ethical standards in securities trading and investment advisory services. The license number serves as a public identifier for regulatory compliance and background verification purposes.