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Rochelle Louise Fantino is a financial advisor professional located in Green Valley, AZ. They specialize in financial advisory. With over 3 years of experience, they bring deep expertise to every client.
Rochelle Louise Fantino - Wells Fargo Clearing Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Rochelle Louise Fantino operates as a financial advisor in Green Valley, Arizona, under Wells Fargo Clearing Services, LLC. With 3 years in the financial services industry, she holds a FINRA CRD registration, which enables her to conduct securities and investment advisory work. Her registration number is 7628604. Fantino works within the regulatory framework established by FINRA, the Financial Industry Regulatory Authority, which oversees broker-dealers and their representatives across the United States.
Rochelle Louise Fantino's FINRA CRD registration indicates she is registered with the Financial Industry Regulatory Authority as a representative of a broker-dealer firm. This registration allows her to engage in securities transactions and provide investment advice to clients. FINRA CRD registration requires passing qualifying exams and maintaining compliance with industry regulations and ethical standards. The registration is subject to ongoing oversight by FINRA, which enforces rules designed to protect investors. Her registration number (7628604) is publicly verifiable through FINRA's BrokerCheck system, allowing clients to review her disciplinary history and professional background.