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Bradley J Herndon is a financial advisor professional located in Greenfield, IN. They specialize in financial advisory.
Bradley J Herndon - Herndon Investment Management, Llc holds an active professional license (FINRA CRD) for your protection.
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Bradley J Herndon operates Herndon Investment Management, LLC in Greenfield, Indiana. The firm holds a FINRA CRD license (registration number 4619355), which governs its operations in the financial advisory space. This registration allows the business to provide investment guidance and related financial services under FINRA oversight and regulatory requirements.
A FINRA CRD license indicates that Herndon Investment Management is registered with the Financial Industry Regulatory Authority, the primary regulator for investment firms and advisors in the United States. This registration means the firm operates under FINRA's rulebook and is subject to regular compliance examinations and audits. Clients working with a FINRA-registered advisor can verify the firm's registration status and disciplinary history through FINRA's public database, providing transparency into the advisor's regulatory standing and background.