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Timothy Ray O'Brien is a financial advisor professional located in Guthrie Center, IA. They specialize in financial advisory. With over 23 years of experience, they bring deep expertise to every client.
Timothy Ray O'Brien - Osaic Wealth, Inc. holds an active professional license (FINRA CRD) for your protection.
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Timothy Ray O'Brien is a financial advisor operating through Osaic Wealth, Inc. in Guthrie Center, Iowa. With 23 years in the financial services industry, O'Brien brings extensive experience to client relationships. He holds a FINRA CRD license (number 2375133), which governs his professional conduct and registration with the Financial Industry Regulatory Authority. O'Brien works with clients seeking guidance on financial planning and investment matters.
Timothy Ray O'Brien's FINRA CRD (Central Registration Depository) license indicates he is registered with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing broker-dealers and investment professionals. This registration means O'Brien has passed required examinations, submitted to background checks, and operates under FINRA's rules and compliance standards. The license number (2375133) is publicly verifiable through FINRA's BrokerCheck system, allowing clients to confirm his registration status and review any disciplinary history. This oversight structure protects investors and ensures adherence to industry regulations.