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Nicholas Wayne Simmonds is a financial advisor professional located in Hackettstown, NJ. They specialize in financial advisory. With over 18 years of experience, they bring deep expertise to every client.
Nicholas Wayne Simmonds - Wells Fargo Clearing Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Nicholas Wayne Simmonds operates as a financial advisor in Hackettstown, New Jersey, affiliated with Wells Fargo Clearing Services, LLC. With 18 years in the financial services industry, he brings substantial experience to client engagements. His professional registration is maintained through FINRA CRD (License #5320506), which establishes his standing within the regulatory framework governing securities professionals. Simmonds works within the structure of a major financial services institution, providing access to institutional resources and compliance oversight.
A FINRA CRD license indicates that Nicholas Wayne Simmonds is registered with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing securities brokers and advisors. This registration means he has met background, testing, and compliance requirements set by FINRA and the SEC. The CRD (Central Registration Depository) number on file allows clients and regulators to verify his licensing status and any disciplinary history. This credential signals that his activities in securities and investment advice are subject to ongoing regulatory supervision and industry standards.