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Carol Anne Gillespie is a financial advisor professional located in Hagerstown, MD. They specialize in financial advisory. With over 31 years of experience, they bring deep expertise to every client.
Carol Anne Gillespie - Wells Fargo Clearing Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Carol Anne Gillespie operates as a financial advisor through Wells Fargo Clearing Services, LLC in Hagerstown, Maryland. With 31 years in the financial services industry, she brings extensive experience to client relationships. Her registration with FINRA (Financial Industry Regulatory Authority) through CRD #1155645 indicates she operates within the regulatory framework governing investment professionals and securities transactions.
Carol Anne Gillespie's FINRA CRD registration means she is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees broker-dealers and investment professionals. This registration indicates she meets FINRA's qualification standards and operates under its regulatory oversight. Clients can verify her registration status and disciplinary history through FINRA's BrokerCheck system, which provides transparency into her professional background and any regulatory actions.