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James Richard Coupe is a financial advisor professional located in Hamburg, NY. They specialize in financial advisory. With over 4 years of experience, they bring deep expertise to every client.
James Richard Coupe - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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James Richard Coupe is a financial advisor based in Hamburg, NY, operating with LPL Financial LLC. With 4 years in the financial services industry, he works with clients on investment and financial planning matters. Coupe holds a FINRA CRD registration, which governs his activities in securities and investment advisory services. He brings experience navigating the regulatory framework that oversees financial professionals in the United States.
James Richard Coupe's FINRA CRD registration indicates he is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees securities brokers and investment advisors. This registration means he operates under FINRA's regulatory oversight and compliance requirements, which govern how he can conduct business, handle client accounts, and provide investment advice. The CRD (Central Registration Depository) system tracks his registration status, disciplinary history, and qualifications. Clients working with a FINRA-registered professional can verify his credentials and background through public records.