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Jay Lipfert Richards is a financial advisor professional located in Hanover, MA. They specialize in financial advisory. With over 35 years of experience, they bring deep expertise to every client.
Jay Lipfert Richards - Cetera Advisors Llc holds an active professional license (FINRA CRD) for your protection.
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Jay Lipfert Richards operates as a financial advisor through Cetera Advisors LLC in Hanover, Massachusetts. With 35 years in the financial services industry, Richards brings substantial experience to client relationships and portfolio management. The business is registered with FINRA CRD, the regulatory body overseeing broker-dealers and investment professionals. This registration ensures compliance with federal securities regulations and ongoing industry oversight.
A FINRA CRD registration indicates that Jay Lipfert Richards is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees broker-dealers and investment advisors in the United States. This registration requires adherence to FINRA's rules and standards, including suitability requirements and compliance with securities laws. The CRD (Central Registration Depository) maintains detailed records of the advisor's regulatory history, disciplinary actions, and professional background. Clients can verify this registration and view associated details through FINRA's public database.