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Brian James Stock is a financial advisor professional located in Hastings, NE. They specialize in financial advisory. With over 27 years of experience, they bring deep expertise to every client.
Brian James Stock - Wells Fargo Clearing Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Brian James Stock operates as a financial advisor through Wells Fargo Clearing Services, LLC, based in Hastings, Nebraska. With 27 years in the financial services industry, Stock brings extensive experience to client relationships. His practice is registered under FINRA CRD license number 3018170, which governs his securities-related activities and regulatory standing within the financial services sector.
Brian James Stock holds a FINRA CRD (Central Registration Depository) license number 3018170. This registration indicates he is authorized to conduct securities business and is subject to oversight by the Financial Industry Regulatory Authority (FINRA). The CRD system tracks the registration and disciplinary history of securities professionals, ensuring compliance with federal regulations and industry standards. This license type signals that Stock operates within a regulated framework designed to protect investors and maintain market integrity.