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John Robert Pates is a financial advisor professional located in Hattiesburg, MS. They specialize in financial advisory. With over 12 years of experience, they bring deep expertise to every client.
John Robert Pates - Pfs Investments Inc. holds an active professional license (FINRA CRD) for your protection.
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John Robert Pates operates Pfs Investments Inc. in Hattiesburg, Mississippi, offering financial advisory services. With 12 years in the financial services industry, Pates brings established experience to client relationships. The firm is registered under FINRA CRD license number 5718346, which provides a framework for regulatory oversight of investment advisory activities. Clients evaluating financial advisors can verify credentials and disciplinary history through FINRA's public database using this registration number.
John Robert Pates holds a FINRA CRD registration, which indicates he operates within the regulatory framework overseen by the Financial Industry Regulatory Authority. FINRA registration requires compliance with federal securities laws and industry standards for financial professionals. This registration type covers investment advisory and securities-related activities, meaning the advisor must follow specific rules around client disclosures, conflicts of interest, and conduct. Clients can use the FINRA CRD number to access the advisor's registration status, employment history, and any disciplinary records through FINRA's BrokerCheck tool.