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Thomas Michael Sullivan is a financial advisor professional located in Hillsborough, NJ. They specialize in financial advisory. With over 14 years of experience, they bring deep expertise to every client.
Thomas Michael Sullivan - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Thomas Michael Sullivan operates as a financial advisor in Hillsborough, New Jersey, bringing 14 years of experience to his practice. Working under LPL Financial LLC, he holds a FINRA CRD registration, which governs his securities licensing and regulatory standing. His background reflects sustained involvement in the financial advisory space, serving clients who seek guidance on investment and financial planning matters.
A FINRA CRD registration indicates that Thomas Michael Sullivan is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees broker-dealers and financial professionals. This registration means he is subject to FINRA's rules, compliance requirements, and ongoing regulatory oversight. It signals that he has met baseline qualification standards and is authorized to engage in securities-related advisory work. Clients working with a FINRA-registered advisor can access FINRA's dispute resolution processes and disciplinary records, providing an additional layer of transparency and consumer protection in financial advisory relationships.