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Thomas F Bauman is a financial advisor professional located in Holmdel, NJ. They specialize in financial advisory. With over 37 years of experience, they bring deep expertise to every client.
Thomas F Bauman - Park Avenue Securities Llc holds an active professional license (FINRA CRD) for your protection.
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Thomas F Bauman operates Park Avenue Securities LLC in Holmdel, New Jersey, bringing 37 years of experience in financial advisory services. His practice is registered with FINRA under CRD license number 1931221, positioning him to work with clients on investment and financial planning matters. With nearly four decades in the industry, Bauman has developed extensive knowledge of financial markets and client portfolio management within a well-established regulatory framework.
Thomas F Bauman holds a FINRA CRD registration, which means he operates under the regulatory oversight of the Financial Industry Regulatory Authority. This registration requires compliance with strict standards governing securities transactions, client communications, and financial conduct. FINRA CRD licensure signals that an advisor has met baseline qualifications for handling client investments and is subject to ongoing regulatory examination and disciplinary oversight. This framework protects clients by ensuring advisors follow established rules for managing securities and providing investment guidance.