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James Ellis Burns is a financial advisor professional located in Homewood, AL. They specialize in financial advisory. With over 40 years of experience, they bring deep expertise to every client.
James Ellis Burns - Wells Fargo Advisors Financial Network, Llc holds an active professional license (FINRA CRD) for your protection.
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James Ellis Burns is a financial advisor operating through Wells Fargo Advisors Financial Network, LLC in Homewood, Alabama. With 40 years in the financial services industry, Burns brings extensive experience to client relationships. He holds a FINRA CRD license, which regulates his activities in securities and investment advisory services. His long tenure reflects deep knowledge of market dynamics and client portfolio management across multiple economic cycles.
A FINRA CRD (Financial Industry Regulatory Authority Central Registration Depository) license indicates that James Ellis Burns is registered and regulated by FINRA, the primary self-regulatory organization for securities brokers and dealers in the United States. This registration means he meets specific training, testing, and ethical standards to conduct securities business and provide investment advice. FINRA oversight includes ongoing compliance monitoring and enforcement mechanisms designed to protect investors. The license demonstrates his authorization to operate within the securities industry under federal and regulatory guidelines.