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Stephen Jude Caldarera is a financial advisor professional located in Houma, LA. They specialize in financial advisory. With over 39 years of experience, they bring deep expertise to every client.
Stephen Jude Caldarera - Mml Investors Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Stephen Jude Caldarera operates MML Investors Services, LLC in Houma, Louisiana, bringing 39 years of experience in financial advisory services. The business is registered under FINRA CRD license number 1514596, indicating participation in the Financial Industry Regulatory Authority oversight framework. With nearly four decades in the field, Caldarera has developed extensive knowledge of investment and financial planning matters relevant to his clients in the Houma area.
A FINRA CRD (Central Registration Depository) license indicates that Stephen Jude Caldarera is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and dealers in the United States. This registration means the advisor operates under FINRA's regulatory oversight, which establishes standards for conduct, training, and compliance in the securities industry. FINRA registration requires ongoing adherence to industry rules and ethical standards, providing clients with a framework for recourse through regulatory channels if issues arise.