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Andrew John Sullivan is a financial advisor professional located in Iselin, NJ. They specialize in financial advisory. With over 2 years of experience, they bring deep expertise to every client.
Andrew John Sullivan - Mizuho Securities Usa Llc holds an active professional license (FINRA CRD) for your protection.
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Andrew John Sullivan works as a financial advisor with Mizuho Securities USA LLC in Iselin, New Jersey. With 2 years in the financial services industry, Sullivan holds a FINRA CRD license number 7191326, which enables him to operate within the regulatory framework of the Financial Industry Regulatory Authority. His role involves providing financial advisory services to clients seeking professional guidance on investment and financial planning matters.
A FINRA CRD (Central Registration Depository) license number indicates that Andrew John Sullivan is registered with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing securities brokers and dealers. This registration means Sullivan has met FINRA's baseline qualifications and is subject to ongoing regulatory oversight and compliance requirements. The CRD system tracks his employment history, disciplinary actions, and licensing status, providing transparency about his standing in the securities industry.