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Alexander Guardado is a financial advisor professional located in Jackson Heights, NY. They specialize in financial advisory. With over 3 years of experience, they bring deep expertise to every client.
Alexander Guardado - Santander Securities Llc holds an active professional license (FINRA CRD) for your protection.
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Alexander Guardado operates Santander Securities LLC, a financial advisory firm based in Jackson Heights, NY. With three years in business, Guardado works in the financial advisory space. The firm holds a FINRA CRD license number 7539414, which governs securities-related activities and broker-dealer operations. Clients working with this firm can expect engagement with a professional operating under FINRA regulatory oversight.
A FINRA CRD (Central Registration Depository) license number indicates the firm is registered with the Financial Industry Regulatory Authority and authorized to conduct securities and investment advisory business. This registration means the business and its representatives have undergone background checks and comply with FINRA rules governing conduct, sales practices, and client interactions. The CRD system provides regulatory oversight of the firm's operations and maintains records of licensing status and disciplinary history. Clients can verify this registration directly through FINRA's public database.