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Samuel Scott Bates is a financial advisor professional located in Jackson, MS. They specialize in financial advisory. With over 26 years of experience, they bring deep expertise to every client.
Samuel Scott Bates - Integrity Alliance, Llc. holds an active professional license (FINRA CRD) for your protection.
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Samuel Scott Bates operates Integrity Alliance, LLC in Jackson, Mississippi, bringing 26 years of experience in financial advisory. He holds a FINRA CRD license number 2846543, which governs his work in the financial services industry. With more than two decades in business, Bates has established a foundation of experience serving clients in the Jackson area. His practice reflects a long-term commitment to the financial advisory field.
Samuel Scott Bates holds a FINRA CRD (Central Registration Depository) license, which indicates registration with the Financial Industry Regulatory Authority. This license type signals that he is authorized to engage in specific securities and investment advisory activities under FINRA oversight. The CRD system tracks disciplinary history, employment records, and regulatory status for financial professionals. This registration ensures he operates within established regulatory frameworks governing the financial services industry and is subject to ongoing compliance requirements and examinations.