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David Efrem Kroll is a financial advisor professional located in Johns Creek, GA. They specialize in financial advisory. With over 36 years of experience, they bring deep expertise to every client.
David Efrem Kroll - Lpl Enterprise, Llc holds an active professional license (FINRA CRD) for your protection.
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David Efrem Kroll operates LPL Enterprise, LLC, a financial advisory firm based in Johns Creek, Georgia. With 36 years in the financial services industry, Kroll brings extensive experience to client portfolios and financial planning. The firm is registered under FINRA CRD license number 1993902, which enables operations within the regulated securities and investment advisory space. Kroll's long tenure in the field reflects a sustained commitment to serving clients' financial needs across multiple market cycles and economic conditions.
A FINRA CRD (Central Registration Depository) license indicates that David Efrem Kroll is registered with the Financial Industry Regulatory Authority, the primary regulator overseeing broker-dealers and investment advisors. This registration means the firm operates under FINRA's rules and compliance requirements, which govern conduct, disclosures, and customer protections in securities and investment advisory services. FINRA registration signals that the advisor meets background, training, and competency standards set by the industry's self-regulatory organization and is subject to ongoing oversight and examination.