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Lee Hugh Mize is a financial advisor professional located in Jonesboro, GA. They specialize in financial advisory. With over 27 years of experience, they bring deep expertise to every client.
Lee Hugh Mize - Cetera Wealth Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Lee Hugh Mize operates Cetera Wealth Services, LLC, a financial advisory firm based in Jonesboro, Georgia. With 27 years in the financial services industry, Mize brings extensive experience to wealth management and advisory work. The firm is registered with FINRA (Financial Industry Regulatory Authority), the primary regulator overseeing securities brokers and investment advisors in the United States. This registration reflects compliance with federal standards for operating in financial markets and serving clients.
Lee Hugh Mize's registration with FINRA (CRD #3113074) indicates the firm operates under the oversight of the Financial Industry Regulatory Authority, which regulates securities brokers and investment advisors. FINRA registration requires compliance with federal regulations governing how financial professionals conduct business, handle client assets, and disclose conflicts of interest. This registration demonstrates the firm meets baseline standards for operating in the securities industry and is subject to ongoing regulatory examination and oversight to protect clients.