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Juliana Theolind Bergeron is a financial advisor professional located in Keene, NH. They specialize in financial advisory. With over 45 years of experience, they bring deep expertise to every client.
Juliana Theolind Bergeron - Northwestern Mutual Investment Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Juliana Theolind Bergeron operates Northwestern Mutual Investment Services, LLC in Keene, New Hampshire. With 45 years in the financial advisory field, Bergeron brings extensive experience to investment planning and related services. The business is registered under FINRA CRD license #725180, which governs securities and investment advisory activities. Clients working with this firm benefit from decades of established practice in financial services.
A FINRA CRD (Financial Industry Regulatory Authority Central Registration Depository) license indicates that the advisor is registered to conduct securities and investment business under federal oversight. This registration requires compliance with FINRA rules and regulations, which govern conduct, sales practices, and client interactions in the securities industry. The license number on file allows clients to verify the advisor's registration status and disciplinary history through FINRA's public database, providing transparency about their professional standing and regulatory compliance.