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Timothy Dee is a financial advisor professional located in Keene, NH. They specialize in financial advisory. With over 5 years of experience, they bring deep expertise to every client.
Timothy Dee - Northwestern Mutual Investment Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Timothy Dee operates Northwestern Mutual Investment Services, LLC in Keene, New Hampshire. With five years in the financial advisory field, Timothy Dee brings experience in investment planning and financial services. The business is registered under FINRA CRD license number 7242114, which governs securities-related advisory activities. This registration ensures compliance with industry regulatory standards and oversight mechanisms designed to protect clients in investment transactions.
A FINRA CRD license indicates that Timothy Dee is registered with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing securities brokers and investment advisors. This registration requires adherence to specific conduct standards, ethics rules, and disclosure requirements. The CRD (Central Registration Depository) system maintains records of the license holder's qualifications, disciplinary history, and employment background. For clients, this means the advisor operates under regulatory scrutiny and must follow established protocols for handling client funds and providing investment recommendations.