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Frank Owings Smith is a financial advisor professional located in Kennesaw, GA. They specialize in financial advisory. With over 33 years of experience, they bring deep expertise to every client.
Frank Owings Smith - Steward Partners Investment Solutions, Llc holds an active professional license (FINRA CRD) for your protection.
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Frank Owings Smith operates Steward Partners Investment Solutions, LLC in Kennesaw, Georgia, bringing 33 years of experience in financial advisory services. The firm holds FINRA CRD registration (License #2269355), which governs securities-related advisory activities and broker-dealer operations. With more than three decades in the financial services industry, Smith's practice serves clients seeking investment guidance and portfolio management within the regulatory framework established by FINRA oversight.
Frank Owings Smith's FINRA CRD registration (License #2269355) indicates registration with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing broker-dealers and investment advisors in the United States. This license type signals that the advisor operates under FINRA's compliance and conduct rules, which govern how securities recommendations are made, client accounts are managed, and conflicts of interest are disclosed. FINRA registration requires ongoing education and adherence to standards designed to protect investors in securities transactions and investment advisory relationships.