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Derek John Elphick is a financial advisor professional located in Kensington, MD. They specialize in financial advisory. With over 8 years of experience, they bring deep expertise to every client.
Derek John Elphick - Castfirm Advisors Llc holds an active professional license (FINRA CRD) for your protection.
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Derek John Elphick operates Castfirm Advisors LLC, a financial advisory firm based in Kensington, Maryland. With 8 years in business, Elphick brings experience in financial planning and advisory services. The firm holds FINRA CRD registration, which indicates participation in the Financial Industry Regulatory Authority's Central Registration Depository system. This registration reflects the firm's standing within the regulated financial services industry and its compliance with FINRA oversight requirements.
Derek John Elphick's firm maintains FINRA CRD registration, which means the business and its representatives are registered with the Financial Industry Regulatory Authority. FINRA CRD registration requires compliance with federal securities regulations and ongoing regulatory oversight. This registration signals that the firm operates within the formal regulatory framework governing investment advisory and securities-related services, subjecting it to FINRA's rules and examination authority. Clients working with a FINRA-registered firm have access to FINRA's dispute resolution processes and can verify the firm's registration status through FINRA's public database.