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Nicholas Athanasios Angelis is a financial advisor professional located in Kensington, MD. They specialize in financial advisory.
Nicholas Athanasios Angelis - Delta Financial Advisors, Inc holds an active professional license (FINRA CRD) for your protection.
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Nicholas Athanasios Angelis operates Delta Financial Advisors, Inc in Kensington, Maryland. The firm holds a FINRA CRD license number 4123544, which governs securities-related advisory and brokerage activities. This registration indicates the business is registered with the Financial Industry Regulatory Authority and subject to FINRA oversight and compliance requirements. Prospective clients can verify the firm's registration status and review disciplinary history through FINRA's public database.
A FINRA CRD license means Delta Financial Advisors, Inc is registered with the Financial Industry Regulatory Authority to conduct securities business. This registration requires adherence to FINRA rules, regular audits, and ongoing compliance monitoring. The CRD (Central Registration Depository) number allows clients and regulators to verify the firm's registration status, review its disciplinary history, and confirm that it operates within the scope of securities advisory and brokerage services. FINRA oversight provides a regulatory framework protecting investors in securities transactions.