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Conner Capps is a financial advisor professional located in Kirkwood, MO. They specialize in financial advisory. With over 10 years of experience, they bring deep expertise to every client.
Conner Capps - Madison Avenue Securities, Llc holds an active professional license (FINRA CRD) for your protection.
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Conner Capps operates Madison Avenue Securities, LLC in Kirkwood, Missouri, bringing 10 years of experience in financial advisory services. The firm holds a FINRA CRD license number 6518678, which governs securities-related activities and ensures compliance with industry regulations. Clients working with Capps can expect the structure and oversight that comes with a registered financial services firm operating under FINRA's regulatory framework.
A FINRA CRD (Central Registration Depository) license indicates that Conner Capps and Madison Avenue Securities, LLC are registered with the Financial Industry Regulatory Authority. This registration means the firm and its representatives have met specific qualification requirements and are subject to ongoing compliance monitoring and regulatory oversight. FINRA registration is required for firms engaged in securities sales, investment advisory services, and related financial activities. Clients can verify the firm's registration status and disciplinary history through FINRA's BrokerCheck system, providing transparency into the firm's regulatory standing and any relevant background information.