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Drew Allen Mikel is a financial advisor professional located in Laporte, IN. They specialize in financial advisory. With over 2 years of experience, they bring deep expertise to every client.
Drew Allen Mikel - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Drew Allen Mikel operates as a financial advisor under LPL Financial LLC in Laporte, Indiana. With two years in the financial services industry, Mikel holds a FINRA CRD registration, which enables compliance and regulatory oversight in securities-related advisory work. LPL Financial is one of the largest independent broker-dealer networks in the United States, providing support and infrastructure for financial professionals. Clients working with Mikel can expect guidance aligned with FINRA standards and regulatory requirements governing investment advice and securities transactions.
A FINRA CRD registration means Drew Allen Mikel is registered with the Financial Industry Regulatory Authority and maintains a Central Registration Depository record. This registration is required for individuals providing investment advice or handling securities transactions. It signals that Mikel has passed background checks, complied with regulatory examinations, and operates under FINRA's rulebook and oversight. Clients can verify registration details and disciplinary history through FINRA's BrokerCheck system. The registration covers scope of practice in securities, mutual funds, and related investment products within the regulatory framework.