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Alan Lee Pottebaum is a financial advisor professional located in Le Mars, IA. They specialize in financial advisory. With over 32 years of experience, they bring deep expertise to every client.
Alan Lee Pottebaum - Nylife Securities Llc holds an active professional license (FINRA CRD) for your protection.
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Alan Lee Pottebaum operates Nylife Securities LLC in Le Mars, Iowa, bringing 32 years of experience in financial advisory services. He holds a FINRA CRD license number 2317358, which enables him to offer securities-related guidance and investment advice to clients. With over three decades in the financial services industry, Pottebaum has developed extensive knowledge of market dynamics and client portfolio management. His long tenure reflects sustained engagement with the financial advisory profession in the Le Mars area.
A FINRA CRD license indicates that Alan Lee Pottebaum is registered with the Financial Industry Regulatory Authority and maintains compliance with federal securities regulations. This registration allows him to buy and sell securities on behalf of clients and provide investment advice. FINRA oversight means his activities are subject to regulatory scrutiny and he must adhere to industry standards for conduct and disclosure. Clients working with a FINRA-licensed advisor have recourse through FINRA's dispute resolution processes if issues arise.