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Drew Christopher Sprugel is a financial advisor professional located in Lees Summit, MO. They specialize in financial advisory.
Drew Christopher Sprugel - Modern Wealth Management, Llc holds an active professional license (FINRA CRD) for your protection.
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Drew Christopher Sprugel operates Modern Wealth Management, LLC in Lee's Summit, Missouri, offering financial advisory services. The firm holds FINRA CRD registration number 7563754, which indicates oversight by the Financial Industry Regulatory Authority. This registration requirement ensures compliance with federal securities regulations and industry standards for financial professionals.
FINRA CRD registration means Drew Christopher Sprugel and Modern Wealth Management, LLC are registered with the Financial Industry Regulatory Authority, a self-regulatory organization that oversees securities brokers and firms. This registration requires adherence to strict compliance standards, ethical conduct rules, and ongoing regulatory oversight. FINRA-registered advisors must maintain continuing education requirements and are subject to regular examinations to protect investors and ensure professional accountability in securities and investment activities.