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Richard Laurence Coles is a financial advisor professional located in Lexington, KY. They specialize in financial advisory.
Richard Laurence Coles - Mercer Global Advisors Inc. holds an active professional license (FINRA CRD) for your protection.
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Richard Laurence Coles operates Mercer Global Advisors Inc., a financial advisory firm based in Lexington, Kentucky. The business is registered with FINRA (Financial Industry Regulatory Authority) under CRD number 5097781. As a financial advisor, Coles works with clients on investment and wealth management matters within the regulatory framework established by FINRA, the industry's self-regulatory organization that oversees broker-dealers and their representatives.
Richard Laurence Coles holds a FINRA CRD (Central Registration Depository) registration number, which means he is registered with FINRA as a financial professional. This registration indicates that Coles has met FINRA's qualification requirements and is subject to ongoing regulatory oversight and compliance standards. FINRA registration signals that a financial advisor has passed required examinations, undergone background checks, and operates under strict rules governing conduct, disclosures, and client interactions. This regulatory framework protects investors by ensuring advisors maintain professional standards and accountability.