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Stephen J Rafter is a financial advisor professional located in Linthicum, MD. They specialize in financial advisory. With over 16 years of experience, they bring deep expertise to every client.
Stephen J Rafter - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Stephen J Rafter operates a financial advisory practice in Linthicum, Maryland, with 16 years of experience in the industry. Working under LPL Financial LLC, Rafter brings over a decade and a half of background in financial services. The practice is identified by FINRA CRD license number 5275256, which registers the advisor within the regulatory framework overseen by the Financial Industry Regulatory Authority.
A FINRA CRD (Central Registration Depository) license number indicates that Stephen J Rafter is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and investment advisors in the United States. This registration means the advisor operates under FINRA's compliance and conduct rules, which govern how financial professionals interact with clients, manage conflicts of interest, and handle client assets. The CRD system maintains detailed records of an advisor's employment history, qualifications, and any disciplinary actions, providing transparency for clients evaluating financial professionals.