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Roland Milner Ho is a financial advisor professional located in Litchfield Park, AZ. They specialize in financial advisory. With over 23 years of experience, they bring deep expertise to every client.
Roland Milner Ho - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Roland Milner Ho operates Roland Milner Ho - Lpl Financial Llc in Litchfield Park, Arizona, bringing 23 years of experience in financial advisory services. The business is registered with FINRA CRD (license #3248631), indicating participation in the Financial Industry Regulatory Authority's central registration system. This registration reflects involvement in securities and investment advisory activities under federal oversight and industry standards.
A FINRA CRD license number indicates that Roland Milner Ho is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees broker-dealers and investment professionals. This registration means the advisor operates under FINRA's regulatory framework, which includes compliance requirements, continuing education standards, and oversight of investment and securities activities. The CRD system maintains detailed records of licensing, employment history, and disciplinary information accessible to the public, providing transparency about the advisor's regulatory standing and background in the financial services industry.