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Shane S Price is a financial advisor professional located in Litchfield Park, AZ. They specialize in financial advisory.
Shane S Price - Regal Investment Advisors Llc holds an active professional license (FINRA CRD) for your protection.
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Shane S Price operates Regal Investment Advisors LLC in Litchfield Park, Arizona, providing financial advisory services. The business holds a FINRA CRD license number 7929161, which demonstrates registration with the Financial Industry Regulatory Authority. This registration indicates the advisor operates under FINRA oversight and compliance requirements. Clients seeking investment guidance and financial planning can contact the business directly to discuss their needs and learn more about the advisory services offered.
A FINRA CRD license means the financial advisor is registered with the Financial Industry Regulatory Authority, a self-regulatory organization that oversees brokerage firms and investment professionals. This registration requires the advisor to meet specific regulatory standards, pass qualifying exams, and maintain ongoing compliance with FINRA rules and securities laws. The CRD (Central Registration Depository) number serves as the official identifier for this registration. Clients can verify the advisor's registration status and disciplinary history through FINRA's public database, providing transparency about the advisor's credentials and regulatory standing.