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Sushma Rani Shetty is a financial advisor professional located in Littleton, MA. They specialize in financial advisory.
Sushma Rani Shetty - Fidelity Brokerage Services Llc holds an active professional license (FINRA CRD) for your protection.
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Sushma Rani Shetty operates as a financial advisor through Fidelity Brokerage Services LLC in Littleton, Massachusetts. She holds a FINRA CRD license (number 8182495), which registers her with the Financial Industry Regulatory Authority. This credential indicates she has met specific regulatory requirements to work in the brokerage and investment advisory space. Clients working with her can expect compliance with federal securities regulations and industry standards.
A FINRA CRD (Central Registration Depository) license means Sushma Rani Shetty is registered with the Financial Industry Regulatory Authority and authorized to conduct brokerage and investment advisory activities. This registration requires passing qualifying exams and maintaining compliance with federal securities laws and FINRA rules. The CRD system tracks her regulatory history, disciplinary records, and qualifications. Clients can verify her registration status and background through FINRA's BrokerCheck tool, which provides transparency about her licensing and any regulatory actions.