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Rebecca Susan Doctor is a financial advisor professional located in Lockport, NY. They specialize in financial advisory. With over 2 years of experience, they bring deep expertise to every client.
Rebecca Susan Doctor - Ameriprise Financial Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Rebecca Susan Doctor operates Ameriprise Financial Services, LLC in Lockport, New York. With two years in the financial advisory field, she works with clients on their financial planning needs. She holds a FINRA CRD license number 7589945, which governs her practice in this industry. For specific details about her services and approach, prospective clients are encouraged to reach out directly to discuss their financial goals.
Rebecca Susan Doctor's FINRA CRD (Financial Industry Regulatory Authority Central Registration Depository) license indicates she is registered with FINRA, the regulatory body overseeing brokers and financial professionals in the United States. This registration demonstrates compliance with federal securities regulations and industry standards. The CRD license allows her to offer securities-related financial advisory services to clients. This registration status signals that her activities are subject to FINRA oversight, including continuing education requirements and conduct standards designed to protect investors.