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Thomas K. Dalton is a financial advisor professional located in Lockport, NY. They specialize in financial advisory. With over 34 years of experience, they bring deep expertise to every client.
Thomas K. Dalton - Edward Jones holds an active professional license (FINRA CRD) for your protection.
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Thomas K. Dalton is a financial advisor based in Lockport, NY, with 34 years of experience in the financial services industry. Operating under the Edward Jones brand, he brings extensive background in helping clients navigate their financial planning needs. His FINRA CRD registration indicates his standing within the financial advisory regulatory framework, reflecting his participation in the securities industry oversight system.
Thomas K. Dalton holds a FINRA CRD registration, which means he is registered with the Financial Industry Regulatory Authority. This registration is required for individuals who sell securities or provide investment advice. It signals that he has met regulatory requirements and is subject to FINRA oversight and compliance standards. FINRA maintains records of his licensing status and disciplinary history, which the public can verify through their database. This registration is essential for anyone operating in the securities and investment advisory space.