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Ben Michael Bouman is a financial advisor professional located in Los Alamos, NM. They specialize in financial advisory. With over 16 years of experience, they bring deep expertise to every client.
Ben Michael Bouman - Cetera Advisors Llc holds an active professional license (FINRA CRD) for your protection.
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Ben Michael Bouman operates as a financial advisor through Cetera Advisors LLC in Los Alamos, New Mexico. With 16 years in the financial services industry, Bouman brings substantial experience to client relationships. His practice is registered with FINRA (Financial Industry Regulatory Authority), the primary regulator overseeing broker-dealers and investment professionals in the United States. This registration ensures compliance with federal securities regulations and industry standards for financial advisory services.
Bouman's FINRA CRD (Central Registration Depository) registration indicates he operates as a registered representative or investment professional subject to FINRA oversight. This means his activities in securities sales, investment advice, and financial planning are monitored by a self-regulatory organization that enforces conduct standards, maintains disciplinary records, and requires ongoing compliance training. FINRA registration signals that the professional meets baseline qualification requirements and operates within a regulated framework designed to protect investors.