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Aaron David Farkas is a financial advisor professional located in Los Angeles, CA. They specialize in financial advisory. With over 2 years of experience, they bring deep expertise to every client.
Aaron David Farkas - Ubs Securities Llc holds an active professional license (FINRA CRD) for your protection.
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Aaron David Farkas operates as a financial advisor in Los Angeles, California, through UBS Securities LLC. With 2 years in business, he holds a FINRA CRD license (number 7563079), which registers him with the Financial Industry Regulatory Authority. This credential indicates he operates under FINRA oversight and meets specific regulatory requirements for securities-related advisory work. If you're seeking financial guidance in the Los Angeles area, you can verify his registration status through FINRA's public database.
Aaron David Farkas's FINRA CRD license means he is registered with the Financial Industry Regulatory Authority, a self-regulatory organization that oversees securities professionals. This registration indicates he has met FINRA's qualification standards and operates under their regulatory framework and compliance rules. The CRD (Central Registration Depository) number allows you to verify his registration status and disciplinary history through FINRA's public database, providing transparency into his credentials and professional standing in the securities industry.