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James Thomas Mcmanus is a financial advisor professional located in Louisville, CO. They specialize in financial advisory. With over 32 years of experience, they bring deep expertise to every client.
James Thomas Mcmanus - Kestra Investment Services, Llc holds an active professional license (FINRA CRD) for your protection.
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James Thomas Mcmanus operates Kestra Investment Services, LLC in Louisville, Colorado, bringing 32 years of experience in financial advisory work. He holds a FINRA CRD license (number 2420277), which governs his practice in the financial services industry. With three decades in business, he serves clients seeking professional guidance on investment and financial matters. His background reflects sustained engagement with regulatory standards that shape the financial advisory landscape.
A FINRA CRD license indicates registration with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees brokers and investment professionals. This license type signals that James Thomas Mcmanus has met baseline competency requirements and submits to FINRA's regulatory oversight and disciplinary processes. The CRD (Central Registration Depository) number is the official identifier for tracking his registration status, regulatory history, and any disciplinary actions. This framework protects investors by ensuring advisors maintain compliance with industry standards and ethical obligations.