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Samuel Eli Smith is a financial advisor professional located in Lunenburg, MA. They specialize in financial advisory. With over 2 years of experience, they bring deep expertise to every client.
Samuel Eli Smith - Alphastar Capital Management holds an active professional license (FINRA CRD) for your protection.
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Samuel Eli Smith operates Alphastar Capital Management in Lunenburg, Massachusetts. With two years in the financial advisory business, Smith holds a FINRA CRD license (number 7284389), which registers him with the Financial Industry Regulatory Authority. This registration indicates he operates within the framework of securities regulation and industry oversight.
Smith's FINRA CRD license means he is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees broker-dealers and their representatives. This registration requires compliance with FINRA rules and regulations governing securities sales, investment advice, and client interactions. The CRD (Central Registration Depository) system maintains records of his registration status, disciplinary history, and employment background, providing transparency about his regulatory standing in the securities industry.