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David Michael O'Connor is a financial advisor professional located in Madison, CT. They specialize in financial advisory. With over 36 years of experience, they bring deep expertise to every client.
David Michael O'Connor - Edward Jones holds an active professional license (FINRA CRD) for your protection.
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David Michael O'Connor is a financial advisor with Edward Jones in Madison, Connecticut. With 36 years in the financial services industry, he brings substantial experience to client relationships. His FINRA CRD registration (License #1869411) reflects his standing within the regulatory framework that oversees investment professionals. O'Connor works with clients on their financial planning and investment needs through the Edward Jones platform.
David Michael O'Connor holds a FINRA CRD registration, which means he is registered with the Financial Industry Regulatory Authority. This registration indicates he has met regulatory requirements and is authorized to offer investment advice and securities services. FINRA CRD registration involves background checks, compliance training, and ongoing oversight to ensure advisors operate within legal and ethical guidelines. Clients working with a FINRA-registered advisor have recourse through FINRA's dispute resolution processes if issues arise.