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Joseph Thomas Smith is a financial advisor professional located in Madison, NJ. They specialize in financial advisory. With over 42 years of experience, they bring deep expertise to every client.
Joseph Thomas Smith - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Joseph Thomas Smith operates as a financial advisor in Madison, NJ, bringing 42 years of experience to the field. His practice is registered with FINRA (Financial Industry Regulatory Authority), which oversees his professional conduct and qualifications. With more than four decades in the financial services industry, he works with clients seeking guidance on their financial planning and investment matters.
Joseph Thomas Smith holds a FINRA CRD registration, which means he is registered with the Financial Industry Regulatory Authority—the self-regulatory organization that oversees brokers and financial professionals in the United States. This registration indicates he meets FINRA's qualification standards and operates under their regulatory framework. FINRA maintains records of his professional history, licensing status, and any disciplinary actions, providing transparency about his standing in the industry. The CRD (Central Registration Depository) system is the standard database where investors and regulators can verify a financial professional's credentials and background.