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Raymond Ethan Guffey is a financial advisor professional located in Mandeville, LA. They specialize in financial advisory. With over 7 years of experience, they bring deep expertise to every client.
Raymond Ethan Guffey - J.P. Morgan Securities Llc holds an active professional license (FINRA CRD) for your protection.
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Raymond Ethan Guffey is a financial advisor based in Mandeville, Louisiana, operating under J.P. Morgan Securities LLC. With 7 years in the financial services industry, Guffey works with clients on investment and financial planning matters. He holds a FINRA CRD license (number 7047195), which designates him as a registered representative in the securities industry. His practice serves the local Mandeville area and surrounding regions.
A FINRA CRD license indicates that Raymond Ethan Guffey is registered with the Financial Industry Regulatory Authority and has passed required examinations to conduct securities business. This registration means he operates under FINRA oversight and must comply with industry regulations and ethical standards. The CRD (Central Registration Depository) number on file allows clients and regulators to verify his licensing status and regulatory history. This credential signals that he meets baseline competency requirements for handling investment and securities matters on behalf of clients.