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Bernard James Braudis is a financial advisor professional located in Marshfield, MA. They specialize in financial advisory. With over 5 years of experience, they bring deep expertise to every client.
Bernard James Braudis - Soltis Investment Advisors, Llc holds an active professional license (FINRA CRD) for your protection.
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Bernard James Braudis operates Soltis Investment Advisors, LLC in Marshfield, Massachusetts. With 5 years in business, the firm provides financial advisory services. The business is registered with FINRA under CRD license number 1739556, which establishes regulatory oversight for securities-related advisory activities. This registration ensures the firm operates within established compliance and disclosure requirements for investment professionals.
A FINRA CRD license indicates registration with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing securities professionals and investment advisors. This registration requires compliance with FINRA rules, regular continuing education, and adherence to specific standards for client interactions and financial recommendations. The CRD system maintains disciplinary history and regulatory records, providing transparency about the advisor's professional standing and any enforcement actions.