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Andres Felipe Ortiz is a financial advisor professional located in Miami Lakes, FL. They specialize in financial advisory. With over 10 years of experience, they bring deep expertise to every client.
Andres Felipe Ortiz - Pfs Investments Inc. holds an active professional license (FINRA CRD) for your protection.
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Andres Felipe Ortiz operates Pfs Investments Inc. in Miami Lakes, Florida, offering financial advisory services. With 10 years in the financial services industry, Ortiz brings established experience to client relationships. The firm holds a FINRA CRD license (6320617), which registers the business within the Financial Industry Regulatory Authority framework. This registration reflects compliance with federal securities regulations and industry standards for financial professionals.
A FINRA CRD (Central Registration Depository) license indicates that Andres Felipe Ortiz and Pfs Investments Inc. are registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and financial advisors in the United States. This registration means the firm operates under FINRA's oversight and must comply with securities laws, conduct rules, and customer protection standards. FINRA registration is a baseline requirement for professionals offering investment advice or managing securities transactions, signaling that the business meets federal regulatory requirements and maintains ongoing compliance obligations.