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Brian Fulton Carter is a financial advisor professional located in Middletown, NY. They specialize in financial advisory. With over 22 years of experience, they bring deep expertise to every client.
Brian Fulton Carter - Pfs Investments Inc. holds an active professional license (FINRA CRD) for your protection.
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Brian Fulton Carter operates PFS Investments Inc. in Middletown, NY, offering financial advisory services. With 22 years in the financial services industry, Carter brings substantial experience to client relationships. The firm is registered under FINRA CRD license number 4427647, which subjects it to regulatory oversight and compliance standards set by the Financial Industry Regulatory Authority. This registration reflects the business's standing within the regulated financial services sector.
A FINRA CRD registration indicates that Brian Fulton Carter and PFS Investments Inc. operate under the regulatory framework established by the Financial Industry Regulatory Authority. This means the firm and its representatives are subject to FINRA's rules, compliance requirements, and disciplinary procedures. FINRA CRD registration is a baseline requirement for firms and individuals engaged in securities brokerage and investment advisory activities. The license number 4427647 is the firm's unique identifier within FINRA's Central Registration Depository system, allowing clients and regulators to verify the firm's registration status and disciplinary history.